Job Descriptions

- Carry out pre-engagement and post engagement compliance tasks associated with client and project onboarding - Prioritize tasks and meet deadlines to ensure their client and the engagement have cleared the necessary risk assessment and obtain files and reports on time to demonstrate regulatory compliance. - Analyze all compliance procedures and monitor all risks for the engagement and opportunities and assess potential defects and assist in resolution for the same. - Maintain and document all records required across the engagement lifecycle and assist the central review and R&Q team as necessary. - Communicate effectively and professionally, verbally and in writing, with a range of key stakeholders across the firm - Facilitate the yearly compliance reviews in collaboration with the Central Review Team and engagement leads - Report predominantly to the Compliance Manager and the R&Q lead who will provide guidance regarding compliance with relevant territory policies and procedures

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